Disclosures

Thompson Wealth Management, Ltd. ("TWM") is a registered investment advisor with the U.S. Securities and Exchange Commission (“SEC”). TWM is located in the
Commonwealth of Massachusetts and provides investment advisory and related services for clients in Massachusetts and other states. TWM will maintain all applicable
notice filings and registrations as required by the various states in which TWM conducts business. TWM renders individualized responses to persons in a particular state only
after complying with all regulatory requirements, or pursuant to an applicable state exemption or exclusion.
 
This web site is intended to provide general information about TWM and its services. It is not intended to offer or deliver investment advice in any way. Nor should this website
be construed as a solicitation to effect, or attempt to effect, any transactions in securities or the rendering of tax advice. Information regarding investment services are
provided solely to gain an understanding of our investment philosophy, our strategies and to be able to contact us for further information.
 
Market data, articles and other content on this web site are based on generallyavailable information and are believed to be reliable. TWM does not guarantee the accuracy of
the information contained in this web site. The information is of a general nature and should not be construed as investment advice. TWM disclaims any responsibility to
update views expressed, which may not be relied on as investment advice. Past performance is no guarantee of a future results. Securities can lose money. Stocks,
bonds and other securities are volatile and can decline significantly in response to adverse issuer, political, regulatory, market, or economic developments.
 
TWM will provide all prospective clients with a copy of our current Form ADV, Part 2A ("Disclosure Brochure") and the Brochure Supplement for each advisory person
supporting a particular client. You may obtain a copy of these disclosures on the SEC website at adviserinfo.sec.gov or you may Contact Us to request a free copy via PDF or hardcopy.
 
Email Disclosures
TWM often communicates with its clients and prospective clients through electronic mail (“email”) and other electronic means. Your privacy and security are very important to us.
TWM makes every effort to ensure that email communications do not contain sensitive information. We remind our clients and others not to send TWM private information over
email. If you have sensitive data to deliver, we can provide secure means for such delivery.

Please note: TWM does not accept trading or money movement instructions via email without additional verifications.
 
Review of Emails. As a registered investment advisor, TWM emails may be subject to inspection by the Chief Compliance Officer (“CCO”) of TWM or the SEC.
 
Receipt in Error. If you have received an email from TWM in error, we ask that you contact the sender and destroy the the email and its contents. 
 
Privacy Policy. For a copy of the TWM Privacy Policy, please click here
 
If you have any questions regarding our email policies, please Contact Us
 
Social Websites
TWM may utilize thirdparty websites, including social media websites, blogs and other interactive content. TWM considers all interactions with clients, prospective clients and
the general public on these sites to be advertisements under the securities regulations. As such, TWM generally retains copies of information that TWM or thirdparties
may contribute to such sites. This information is subject to review and inspection by the CCOof TWM or the SEC.
 
Information provided on these sites is for informational and/or educational purposes only and is not, in any way, to be considered investment advice nor a recommendation
of any investment product. Advice may only be provided by TWM’s advisory persons after entering into an investment advisory agreement and providing TWM with all
requested background and account information. If you have any questions regarding our policies, please Contact Us
 
 
 

With the free Adobe® Acrobat® Reader® software, you can view and print Adobe Portable Document Format (PDF) files. If you do not already have Microsoft® Word®, Excel® or Power Point® installed on your computer, the viewers enable you to view and print Word documents, Excel spreadsheets and Power Point presentations. If you already have Word, Excel or Power Point installed on your computer, you do not need to download these viewers. To download any of these free programs, click a link below.

Adobe Acrobat (pdf)Adobe Acrobat Reader Microsoft ExcelMicrosoft Excel Viewer
Microsoft WordMicrosoft Word Viewer Microsoft PowerPointMicrosoft PowerPoint Viewer

 

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30 Monument Square
Suite 101
Concord, MA 01742
978-287-5151
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